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Brokers must have specific authorization from a client to purchase or sell securities on their behalf unless the broker and brokerage firm have been granted written authority to conduct discretionary trading on the client's behalf. If a broker fails to consult a client before purchasing or selling securities in a non-discretionary account, a claim for rescission, breach of contract or fraud may be possible.
If you have lost money from unauthorized trading, we can assist you in evaluating your case. Click here to contact us for a free case evaluation.
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