Practice Area Attorneys

Joel Feldman

Adam Green

Unauthorized Trading

Contact one of our broker fraud attorneys today for a free legal consultation about your investment case.

Brokers must have specific authorization from a client to purchase or sell securities on their behalf unless the broker and brokerage firm have been granted written authority to conduct discretionary trading on the client's behalf. If a broker fails to consult a client before purchasing or selling securities in a non-discretionary account, a claim for rescission, breach of contract or fraud may be possible.

If you have lost money from unauthorized trading, we can assist you in evaluating your case. Click here to contact us for a free case evaluation.

Unauthorized Trading Lawyer Disclaimer: This website is dedicated to providing public information regarding stock broker fraud, securities fraud, unauthorized trading, and other legal information. None of the information on this site is intended to be formal legal advice, nor the formation of a lawyer or attorney client relationship. Please contact a Pennsylvania unauthorized trading lawyer or Philadelphia securities fraud attorney at our law firm for information regarding your particular case. This website is not intended to solicit clients outside the States of New Jersey, Pennsylvania, and West Virginia.