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Joel Feldman

Adam Green

Over Concentration

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Brokers are obligated to carefully evaluate each client's investment goals to provide for adequate portfolio diversification. Concentration of a portfolio in any individual investment dramatically increases the risk of losses within that portfolio. If a broker places the vast majority of a client's total investment holdings in one sector, and this sector declines significantly, the broker may be liable. All investors are unique, and careful strategies must be employed to properly diversify a client portfolio. Failure to do so can result in liability when that portfolio sustains significant losses.

If you have suffered losses in the stock market, our stock fraud attorneys can assist you in evaluating your case. Click here to contact us for a free case evaluation.



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Broker Fraud Lawyer Disclaimer: This website is dedicated to providing public information regarding over concentration, stock fraud, stock broker fraud, financial fraud, investment fraud, and other legal information. None of the information on this site is intended to be formal legal advice, nor the formation of a lawyer or attorney client relationship. Please contact a Pennsylvania financial fraud lawyer or Philadelphia broker fraud attorney at our law firm for information regarding your particular case. This website is not intended to solicit clients outside the States of New Jersey, Pennsylvania, and West Virginia.