Over Concentration

Brokers are obligated to carefully evaluate each client's investment goals to provide for adequate portfolio diversification.

Concentration of a portfolio in any individual investment dramatically increases the risk of losses within that portfolio. If a broker places the vast majority of a client's total investment holdings in one sector, and this sector declines significantly, the broker may be liable. All investors are unique, and careful strategies must be employed to properly diversify a client portfolio. Failure to do so can result in liability when that portfolio sustains significant losses.

If you have suffered losses in the stock market, our stock fraud attorneys can assist you in evaluating your case. Click here to contact us for a free case evaluation.

Let us review your Stock Broker Fraud Case

Related Topics

Over Concentration

Brokers are obligated to carefully evaluate each client's investment goals to provide for adequate portfolio diversification.

Related Topics

Talk to a Lawyer