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NASD Lawsuits and Class Actions : NASD Blog Home : May 2007 : 2007-05-07 to 2007-05-13

UBS Brokerage Account Fee Fraud
May 8, 2007 07:19

The office of New York Attorney General Eliot Spitzer has filed suit against UBS Financial Services, Inc. (UBS), charging that the company defrauded thousands of customers through its InsightOne brokerage program. The lawsuit details how UBS moved inappropriate... (Read Article)

2007-04-30 to 2007-05-06 «  » 2007-05-28 to 2007-06-03

 

 

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